Financial Services

AI for financial services that protects customers and your license

Emil does double duty: it keeps account and routing numbers out of AI prompts, and stops a customer-facing AI from generating unlicensed financial advice in its responses.

The problem

  • Employees paste customer financials into AI tools, exposing account numbers and SSNs.
  • A customer-facing AI assistant can generate unlicensed or non-compliant financial advice.
  • Regulators expect controls over both data handling and AI output — most firms have neither.

What Emil catches for financial services

  • Account, routing, and card numbers
  • SSNs and TINs
  • Unlicensed financial-advice language in AI output
  • Prompt-injection attempts against customer bots

Regulations this maps to

  • GLBA Safeguards Rule
  • SEC / FINRA communications rules
  • CCPA / GDPR

A content filter reduces regulatory risk but isn't compliance on its own. Review presets with counsel.

Questions

Can Emil stop our AI from giving financial advice?
Yes. Emil screens the AI's responses, not just user prompts. A custom policy can block or flag unlicensed advice, off-product claims, or non-compliant language before the answer reaches the customer.
How does it protect customer data?
Emil detects and redacts account/routing/card numbers and SSNs in prompts before they reach an AI model, and keeps only metadata — never the financial data.
Does it work for our in-house AI product?
Yes. Point your OpenAI-compatible client's base URL at Emil and every request and response is screened — one line of code, no SDK.
Can we prove the guardrails work?
Emil ships a red-team evaluation that scores your policy's catch rate across unsafe categories, so you have evidence for auditors and risk teams.

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